Wealth Management Law
Training Provider: NATIONAL UNIVERSITY OF SINGAPORE
Course Reference: TGS-2024046478
S$5,400
About This Course
At the end of the course, participants would be ablt to:
1. Develop a familiarity with some of the documentation underlying the provision of wealth management services;
2. Develop a clear understanding of the types of actor in the wealth management arena and how they are regulated;
3. Develop a clear understanding of the types of services that generally fall under the wealth management umbrella; and
4. Develop a clear understanding of common forms of liability that can arise from wealth management activities, the effectiveness of attempts to evade such liability and some conflict of laws issues that may arise from global wealth management.
What You'll Learn
This course is offered under the Faculty of Law's Graduate Coursework Programmes in Corporate & Financial Services Law.
This course will examine the legal principles and regulatory environment surrounding the wealth management services provided by banking institutions. Major topics that are likely to be covered on the course include the nature and regulation of wealth management services and providers, banks' potential liability for the provision of wealth management services (such as financial advisory services in general and in relation to complex financial products in particular, the provision of financial information and data, portfolio management services, and custodianship) and the effectiveness of banks' attempts to exclude or limit liability.
This course will examine the legal principles and regulatory environment surrounding the wealth management services provided by banking institutions. Major topics that are likely to be covered on the course include the nature and regulation of wealth management services and providers, banks' potential liability for the provision of wealth management services (such as financial advisory services in general and in relation to complex financial products in particular, the provision of financial information and data, portfolio management services, and custodianship) and the effectiveness of banks' attempts to exclude or limit liability.
Entry Requirements
A good Bachelor's or Juris Doctor degree in Law
Course Details
Back to All Courses
Note: To apply for this course, visit or contact the training provider directly.
More Courses from NATIONAL UNIVERSITY OF SINGAPORE
Objectives:
At the end of the programme, participants are expected to achieve the following objecti...
In Singapore’s dynamic business and governance spheres, senior executives & government leaders mus...
The programme is designed to transform educators into impactful leaders equipped to navigate the com...