Securities and Capital Markets Regulation
Training Provider: NATIONAL UNIVERSITY OF SINGAPORE
Course Reference: TGS-2024051464
S$10,800
About This Course
At the end of the course, participants will acquire an understanding of the following areas to navigate the regulation of securities and capitial markets:
1) Regulatory Authorities and Capital Markets
2) Listing and Disclosure Requirements
3) Prospectus Requirements
4) Term Loans
5) Syndicated Loans
6) Bond Issues
7) Legal Position of Stockbrokers
8) REITS and Business Trusts
9) Securitisations
10) Globalisation
11) Insider Trading and other Securities Frauds
12) Takeovers and Mergers
What You'll Learn
This course is designed to provide an overview of securities regulation, corporate finance, corporate governance and mergers and acquisitions, in Singapore and, where relevant, jurisdictions such as the US, UK, Australia, China and HK. Topics to be covered generally include: regulatory authorities and capital markets; supervision of intermediaries; the going public process; legal position of stockbrokers; insider trading and securities frauds; globalisation, technology and regulatory harmonisation; and regulation of takeover activity. In addition, aspects of syndicated loan and bond financing, and securitisation, will be studied in some detail. Students will be expected to use the Internet to search for comparative materials.
Entry Requirements
A good Bachelor's or Juris Doctor degree in Law
Course Details
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