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Compliance, Regulations and the Regulatory Environment

Name: Compliance, Regulations and the Regulatory Environment
Price: 2640 SGD

Training Provider: Singapore University of Social Sciences

Course Reference: TGS-2018509308

S$2,640

About This Course

Demonstrate an understanding and appreciation of the financial services licensing regime, regulatory landscape and regulatory approach in Singapore.
Assess the main principles of key banking regulations and analyse how different regulatory requirements apply in different situations.
Analyse compliance-related issues and evaluate the applicability of regulations.
Formulate practical and feasible solution/advice that reflect an appropriate application of regulatory requirements, and balance with business needs.
Assess existing regulatory trends or emerging regulatory issues, and its impact to compliance work.
Formulate a compliance response towards establishing sound conduct and culture in a financial institution.

What You'll Learn

FIN571 Compliance, Regulations and the Regulatory Environment introduces students to the regulatory environment in Singapore, the role of the Monetary Authority of Singapore and its supervisory approach, key regulations applicable to most banking financial institutions as well as regulatory trends and emerging regulatory issues in the banking industry. Through a scenario-based learning approach, students will learn to identify compliance-related issues, analyse these issues and apply their knowledge in a practical manner to resolve the issue and/or advise stakeholders on possible solutions.