Ethics, Financial Crime and Regulatory Compliance in Singapore
About This Course
Ethics, Financial Crime and Regulatory Compliance in Singapore" is a comprehensive training programme designed to equip professionals in the Singapore asset management and financial services industry with the knowledge and skills needed to uphold ethical standards and navigate the fund management regulatory landscape of Singapore.
This programme integrates six focused modules, covering anti-money laundering (AML) and combating the financing of terrorism (CFT), ethical conduct, Singapore’s regulatory frameworks for fund management, individual accountability and compliance in fund management.
Learners will explore best practices, gain insights into market malpractices, and develop strategies for fostering a culture of integrity and compliance within their organizations. This programme qualifies for 6 Core Securities and Futures Act (SFA)/ Financial Advisers Act (FAA) Continuing Professional Development training (CPD) hours, helping professionals meet regulatory requirements while advancing their expertise.
What You'll Learn
1) Analyze Anti-Money Laundering and Countering the Financing of Terrorism in Singapore principles, sanctions compliance, and emerging financial crime threats to implement effective preventive measures.
2) Apply ethical decision-making frameworks and evaluate the role of ethical conduct in fostering trust and long-term success in asset management.
3) Develop strategies to foster a culture of accountability and ethical behavior, emphasizing leadership and governance.
4) Interpret key fund management regulations and ensure compliance with Monetary Authority of Singapore directives and statutory obligations in Singapore.
5) Recognize and address market abuse within the regulatory framework while implementing safeguards to avoid breaches.
6) Understand and apply advertising and marketing compliance requirements to develop strategies aligned with regulatory expectations for retail fund management.