Singapore’s Regulatory Frameworks for Fund Managers
About This Course
Singapore’s Regulatory Frameworks for Fund Managers" provides an in-depth exploration of the regulatory landscape governing fund managers in Singapore.
This programme focuses on critical compliance areas, including anti-financial crime measures, market abuse and conducts, fund management regulations, advertising compliance, and business continuity management for fund managers.
Participants will gain the knowledge and tools needed to navigate MAS guidelines and regulatory requirements effectively, uphold ethical practices, and build resilient and compliant fund management organisations. This programme qualifies for 6 Core Securities and Futures Act (SFA)/Financial Advisers Act (FAA) Continuing Professional Development training (CPD) hours, helping professionals meet regulatory requirements while advancing their expertise.
What You'll Learn
1) Apply Anti-Money Laundering and Countering the Financing of Terrorism in Singapore (AML/CFT) principles and sanctions compliance to effectively mitigate financial crime risks and address emerging threats in asset management.
2) Understand and navigate market abuse regulations to identify, prevent, and address instances of unethical conduct within the regulatory framework.
3) Interpret and comply with Singapore’s fund management regulations, ensuring alignment with Monetary Authority of Singapore (MAS) standards and expectations.
4) Enhance organizational resilience through robust business continuity management practices tailored to fund management companies.
5) Implement Monetary Authority of Singapore (MAS) fair dealing guidelines to ensure accountability and foster trust through effective leadership and customer-focused practices.
6) Develop advertising and marketing strategies for retail fund management that align with regulatory compliance and fair dealing outcomes.