Environmental Risk, Regulatory Compliance and Market Conduct
About This Course
Environmental Risk, Regulatory Compliance and Market Conduct" is a holistic training programme designed for professionals in the asset management and financial services sectors, focusing on environment risk management (EnRM) and compliance to fund management regulations.
This programme brings together critical insights from the Monetary Authority of Singapore (MAS) Guidelines on Environmental Risk Management (EnRM) fair dealing, advertising and marketing compliance for funds, and business continuity management in fund management.
It provides a deep understanding of Monetary Authority of Singapore (MAS) regulatory frameworks to help participants understand the fund management regulatory landscape in Singapore, uphold ethical conduct, and ensure compliance with the regulators’ standards. This programme qualifies for 6 Core Securities and Futures Act (SFA)/ Financial Advisers Act (FAA) Continuing Professional Development training (CPD) hours, helping professionals meet regulatory requirements while advancing their expertise.
What You'll Learn
1) Implement Monetary Authority of Singapore (MAS) guidelines for Environmental Risk Management (EnRM) and ESG fund disclosures to align investment practices with sustainability goals.
2) Recognize and mitigate instances of market abuse by understanding and applying Singapore’s regulatory frameworks.
3) Develop compliant advertising and marketing strategies for retail fund management aligned with regulatory expectations and fair dealing outcomes.
4) Strengthen business continuity management practices to enhance organizational resilience in fund management companies.
5) Evaluate and apply Monetary Authority of Singapore (MAS) fair dealing guidelines to ensure accountability and achieve positive customer outcomes through effective board and senior management leadership.